Full text of IOA SECURITIES, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** Expires: Oct. 31, 2023 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB Number: 3235-0123 | | |--------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response; l 2 | | | SEC FILE NUMBER | | | 8 -<br>70426 | | | | | 0MB APPROVAL **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ________<br>1/1/2022 | AND ENDING _ | | _______<br>12/31/2022<br>_ | | |----------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------|--------------|-----------------|---------------------------------------------|--| | | MM/DD/YY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | __<br>I_O_A_S_e_c_u_r_it_ie_s_,_L_L_c<br>NAME OF FIRM: | _______ | _ | | ____________<br>_ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IXl Broker-dealer<br>D Check here if respondent is also an OTC derivat | D Security-based swap dealer<br>ives dealer | | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1855 W State Road 434 Suite 267 | | | | | | | | (No. and Street) | | | | | | Longwood | | FL | | 32750 | | | (City) | | (Stat e) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Carol Ann Kinzer | 678-525-0992 | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are cont ained in t his filing*<br>Goldman & Company, CPA's. P.C. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 3535 Roswell Rd. Suite 32 | Marietta | | GA | 30062 | | | (Address) | (City) | | (State) | (Zip Code) | | | 6/25/2009<br>l" | | | 1952 | (PCAOB Reg;,.,.,;oo N,mbe,, ;f ,pphcable) I | | | of Reg;,<ca<ioo w;th PCAOB )(;f ,pphcable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from t | he requirement that the annual reports be covered by t he reports of an independent public | | | | | CFR 240.17a-S(e)(l )(ii), if applicable. **Persons who are to respond to the collection of information contai…Read the full text as markdown