Full text of IOA SECURITIES, LLC's X-17A-5/A filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: Expires: Estimated average burden hours per response: 3235-0123 Nov. 30, 2026 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | | | OMB APPROVAL | FORM X-17A-5 | | | 8<br>-<br>70426 | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------|--------------------------------------------| | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 1/1/2025 | | 12/31/2025 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | IOA Securities, LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X<br>Broker-dealer<br>□<br>□<br>Check here if respondent is also an OTC derivatives dealer<br>□ | Security-based swap dealer | □ | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1855 W State Road 434 Suite 267 | | | | | _____________________________________________________________________________________ | (No. and Street) | | | | Longwood<br>_____________________________________________________________________________________ | FL | | 32750 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Carol Ann Kinzer<br>_____________________________________________________________________________________ | 678-525-0992 | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPA's. P.C.<br>_____________________________________________________________________________________ | | | | | | (Name – if individual, state last, first, and middle name) | | | | 3535 Roswell Rd. Suite 32<br>_____________________________________________________________________________________ | Marietta | | GA<br>30062 | | (Address) | (City) | | (State)<br>(Zip Code) | | 6/25/2009…Read the full text as markdown