Full text of IOA SECURITIES, LLC's X-17A-5 filed 2025-02-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response: 12 | | |------------------------|--| | | | | SEC FILE NUMBER | | | 8-70426 | | **0MB APPROVAL** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING O 1 /01 /2024 | FACING PAGE<br>MM/00/YY | AND ENDING 12/31/2024 | MM/DD/VY | |------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: IOA Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) | | | | | 1855 W State Road 434 Suite 267 | | | | | | (No. and Street) | | | | Longwood | FL | | 32750 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Carol Ann Kinzer | 678-525-0992 | | ckinzer@brokerageconsulting.com | | (Name) | (Area Code - Telephone Number)<br>{Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Goldman & Company, CPA's P.C. | | | | | | {Name - if individual, state last, first, and middle name) | | | | 3535 Roswell Rd. Suite 32 | Marietta | GA | 30062 | | {Address)<br>06/25/2009 | (City) | {State)<br>1952 | {Zip Code) | | (ite of Registration with PCAOB)(if applk:able) | | | I<br>(PCAOB Registration Number, if applicable) | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e){l){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form display…Read the full text as markdown