Full text of IOA SECURITIES, LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-<br>70426 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ----------<br>111/2025 | AND ENDING | | --<br>------<br>12/31/2025 | | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------|-----------------|-----------------------------------------------|--|--|--| | | MM/DD/ Y Y | | - | -<br>-<br>MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | -----------<br>IOA Securities, LLC<br>NAME OF FIRM:<br>- | - | --------------- | | --<br>-<br>-<br>- | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IX] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | | 0 Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1855 W State Road 434 Suite 267 | | | | | | | | | | (No. and Street} | | | | | | | | Longwood | | FL | | 32750 | | | | | (City} | | (State} | | (Zip Code} | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Carol Ann Kinzer | 678-525-0992 | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPA's. P.C. | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 3535 Roswell Rd. Suite 32 | Marietta | | GA | 30062 | | | | | (Address) | {City) | | {State} | (Zip Code) | | | | | l<br>6/25/2009 | | | 1952 | | | | | | '' of Reg;«rntioo w;th<br>PCAOB){;f appUcable) | | | | {PCAOB Reg;strnt;oo Norn bee, ;f appUcable) I | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 24…Read the full text as markdown