PRINCIPAL FINANCIAL ADVISORS, INC.

PRINCIPAL FINANCIAL ADVISORS, INC. of DES MOINES, IA is an SEC-registered investment adviser (CRD 105594). Regulatory assets under management: $9.0B.

Registration

Officers, owners & control persons (29)

Showing 25 of 29 people.

NameRoleLocation
BASSETT CRAIG LTREASURER
ROUGHTON MICHAEL DENNISCOUNSEL; SENIOR VICE PRESIDENT & SENIOR SECURITIES COUNSEL; VICE PRESIDENT & COUNSEL
HOFFMAN JOYCE NIXSONCORPORATE SECRETARY; SENIOR VICE PRESIDENT & CORPORATE SECRETARY
EUCHER RALPH CRAIGDIRECTOR
SHAFF KAREN ELIZABETHEXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY (+1 more)
BROWN DAVID JAMESDIRECTOR OF COMPLIANCE; VICE PRESIDENT & CHIEF COMPLIANCE OFFICER
ZIMPLEMAN LARRY DONALDCHAIRMAN; CHAIRMAN & PRESIDENT; DIRECTOR & PRESIDENT
DONOHUE ANDREW JOHNCHIEF COMPLIANCE OFFICER
HOUSTON DANIEL JOSEPHDIRECTOR
WELCH RANDY LYNNPRESIDENT; PRESIDENT & CHAIRMAN; VICE PRESIDENT
FINNEGAN MICHAEL PATRICKPRESIDENT; VICE PRESIDENT
STARK MARK ALANASSISTANT DIRECTOR; VICE PRESIDENT
KIRCHNER PATRICKCOUNSEL
LAWLER JULIA MARIEDIRECTOR
BUTTON TERESA MARIECONTROLLER
BROWN PAUL ALVINDIRECTOR
BOWMAN CHRISTOPHER JOSEPHDIRECTOR
WELDON TRACI LEACHIEF COMPLIANCE OFFICER
EVERETT NORA MARYCHAIRMAN; CHAIRMAN AND DIRECTOR
PREY RICHARD LDIRECTOR
HOUSTON DANIEL JOSPEHDIRECTOR
ELMING GREGORY BERNARDCONTROLLER
BOLLIN TRACY WAYNECHIEF FINANCIAL OFFICER
TIBBETTS JONI LYNNDIRECTOR
BURROWS GREGDIRECTOR

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