AVANTAX PLANNING PARTNERS, INC. of DUBUQUE, IA is an SEC-registered investment adviser (CRD 106237). Regulatory assets under management: $7.6B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
Showing 25 of 65 people.
| Name | Role | Location |
|---|---|---|
| Jeffrey Robert Buchheister | VICE PRESIDENT | — |
| Joseph Daniel Neary | DIRECTOR/VICE PRESIDENT | — |
| Lisa Anne Gok | DIRECTOR/CO-SECRETARY; DIRECTOR/SECRETARY | — |
| Allan Keith Shores | CO-TREASURER; TREASURER | — |
| David James Van Havermaat | ASST. SECRETARY | — |
| Winnie Ai-Ling Lee | ASST. SECRETARY | — |
| Tamas Vays | ASST. SECRETARY | — |
| Serge Budevich | VICE PRESIDENT & TAX OFFICER | — |
| Todd Christopher Mackay | VICE PRESIDENT | — |
| Louie Alan Rosalez | SR. VICE PRESIDENT | — |
| Jason Jeffrey Allen | VICE PRESIDENT | — |
| Matthew Gregory Bregozzo | CHIEF COMPLIANCE OFFICER | — |
| Andrew David Watts | PRESIDENT | — |
| Matthew Neil Kalani Fries | VICE PRESIDENT | — |
| Thomas Gooley | DIRECTOR | — |
| Michael James Molnar | VICE PRESIDENT | — |
| Jennifer Leigh Hanau | VICE PRESIDENT | — |
| Gary Lynn Chaffin | TAX OFFICER; TAX OFFICER/VICE PRESIDENT | — |
| Jeremy Scott Carr | ASST. SECRETARY | — |
| GOK LISA ANNE | CO-SECRETARY | — |
| DARRAH JOHN ROBERT | CHAIRMAN/CEO/DIRECTOR; CHIEF COMPLIANCE OFFICER / SECRETARY; CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER (+5 more) | — |
| HERRIG JAMES WILFRED | SECRETARY / CHIEF COMPLIANCE OFFICER; SECRETARY / CHIEF COMPLIANCE OFFICER/DIRECTOR; SECRETARY / CHIEF COMPLIANCE OFFICER/DIRECTOR/EVP (+2 more) | — |
| HELLE RONALD FRANCIS | DIRECTOR; SHAREHOLDER | — |
| BURBACH GREGORY CARL | DIRECTOR; SHAREHOLDER; SHAREHOLDER / TREASURER | — |
| MCQUILLEN ROBERT REYNOLD | DIRECTOR; SHAREHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | criminal | — | — | — |