REGENCY INVESTMENT ADVISORS INC

REGENCY INVESTMENT ADVISORS INC of FRESNO, CA is an SEC-registered investment adviser (CRD 106990). Regulatory assets under management: $1.1B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

Officers, owners & control persons (30)

Showing 25 of 30 people.

NameRoleLocation
Smith Lee AdamDIRECTORBrooklyn, NY
Philip Daniel RayDIRECTOR & PRESIDENT; INDIRECT OWNER—
Marci Lynne DeckDIRECTOR/CHIEF COMPLIANCE OFFICER/CFO/SECRETARY; INDIRECT OWNER—
Robert James LongattiDIRECTOR—
Christopher Louis ComstockDIRECTOR / VICE PRESIDENT; INDIRECT OWNER—
Judson Ray MyersDIRECTOR / OWNER—
Anthony Dominic FazioCHIEF EXECUTIVE OFFICER / DIRECTOR—
Jeremy J WhittOWNER—
Kelly Michelle WoesnerOWNER—
Mark Louis PrendergastDIRECTOR—
RAY PHILIP DANIELDIRECTOR; DIRECTOR & PRESIDENT; DIRECTOR/PRESIDENT (+5 more)—
DECK MARCI LYNNEDIRECTOR/CHIEF COMPLIANCE OFFICER/CFO/SECRETARY; DIRECTOR/CHIEF COMPLIANCE OFFICER/SEC/CFO; INDIRECT OWNER (+1 more)—
GUINN STEPHEN WARNERDIRECTOR/VICE PRESIDENT; INDIRECT OWNER; OWNER (+2 more)—
WONG CURTIS ROGERDIRECTOR—
LONGATTI ROBERT JDIRECTOR; DIRECTOR/PRESIDENT—
CHAPMAN CELIA ADIRECTOR—
PRENDERGAST MARK LOUISDIRECTOR—
HODGES MARCI LYNNECHIEF COMPLIANCE OFFICER; SEC/CFO/COMPLIANCE OFFICER; SECRETARY/COMPLIANCE OFFICER—
IKEDA G BUDDYDIRECTOR—
KUMPE MARCI LYNNEDIRECTOR/SEC/CFO/COMPLIANCE OFFICER—
HAWKER THOMAS TYLERDIRECTOR—
MCKINNEY DALECFO-TREASURER/DIRECTOR; DIRECTOR—
COMSTOCK CHRISTOPHER LOUISDIRECTOR; DIRECTOR / VICE PRESIDENT; INDIRECT OWNER—
MYERS JUDSON RAYDIRECTOR / OWNER—
Fazio TonyCHIEF EXECUTIVE OFFICER—

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