REGENCY INVESTMENT ADVISORS INC

REGENCY INVESTMENT ADVISORS INC of FRESNO, CA is an SEC-registered investment adviser (CRD 106990). Regulatory assets under management: $1.1B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

Officers, owners & control persons (30)

Showing 25 of 30 people.

NameRoleLocation
Smith Lee AdamDIRECTORBrooklyn, NY
Philip Daniel RayDIRECTOR & PRESIDENT; INDIRECT OWNER
Marci Lynne DeckDIRECTOR/CHIEF COMPLIANCE OFFICER/CFO/SECRETARY; INDIRECT OWNER
Robert James LongattiDIRECTOR
Christopher Louis ComstockDIRECTOR / VICE PRESIDENT; INDIRECT OWNER
Judson Ray MyersDIRECTOR / OWNER
Anthony Dominic FazioCHIEF EXECUTIVE OFFICER / DIRECTOR
Jeremy J WhittOWNER
Kelly Michelle WoesnerOWNER
Mark Louis PrendergastDIRECTOR
RAY PHILIP DANIELDIRECTOR; DIRECTOR & PRESIDENT; DIRECTOR/PRESIDENT (+5 more)
DECK MARCI LYNNEDIRECTOR/CHIEF COMPLIANCE OFFICER/CFO/SECRETARY; DIRECTOR/CHIEF COMPLIANCE OFFICER/SEC/CFO; INDIRECT OWNER (+1 more)
GUINN STEPHEN WARNERDIRECTOR/VICE PRESIDENT; INDIRECT OWNER; OWNER (+2 more)
WONG CURTIS ROGERDIRECTOR
LONGATTI ROBERT JDIRECTOR; DIRECTOR/PRESIDENT
CHAPMAN CELIA ADIRECTOR
PRENDERGAST MARK LOUISDIRECTOR
HODGES MARCI LYNNECHIEF COMPLIANCE OFFICER; SEC/CFO/COMPLIANCE OFFICER; SECRETARY/COMPLIANCE OFFICER
IKEDA G BUDDYDIRECTOR
KUMPE MARCI LYNNEDIRECTOR/SEC/CFO/COMPLIANCE OFFICER
HAWKER THOMAS TYLERDIRECTOR
MCKINNEY DALECFO-TREASURER/DIRECTOR; DIRECTOR
COMSTOCK CHRISTOPHER LOUISDIRECTOR; DIRECTOR / VICE PRESIDENT; INDIRECT OWNER
MYERS JUDSON RAYDIRECTOR / OWNER
Fazio TonyCHIEF EXECUTIVE OFFICER

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