CONNING, INC.

CONNING, INC. of HARTFORD, CT is an SEC-registered investment adviser (CRD 107423). Regulatory assets under management: $106.9B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Performance, Subscription, Other.

Clients served: Pooled vehicles, Corporations, Investment cos, Other.

Officers, owners & control persons (29)

Showing 25 of 29 people.

NameRoleLocation
Robert Stedman PearceMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
Jung Won LeeMANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, BOARD MEMBER
Linwood Earle BradfordCHAIR OF THE BOARD; CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD
Vi (Viola) R SmalleyMANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY
Cynthia Anne BeaulieuMANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA
Matthew Kenneth DalyCEO & PRESIDENT; MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA\BOARD MEMBER
Lorraine S HritckoMANAGING DIRECTOR, BOARD MEMBER; MANAGING DIRECTOR\BOARD MEMBER
BOURQUE WILLIAM MICHAELCHIEF COMPLIANCE OFFICER; DIRECTOR, HEAD OF LEGAL, CORPORATE SECRETARY; DIRECTOR, HEAD OF LEGAL, SECRETARY (+4 more)
SEGA RICHARD LOUISCIO OF ASSET MANAGEMENT, MANAGING DIRECTOR; MANAGING DIRECTOR; MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER (+3 more)
SWEENEY JOHN CHARLESCHAIRMAN; CHIEF EXECUTIVE OFFICER
CORRENTI SALVATORECEO; PRESIDENT & CEO; PRESIDENT & COO
ROMANO JAMES PMANAGING DIRECTOR- INDEX & RISK MANAGEMENT; MANAGING DIRECTOR, INDEX & RISK MANAGEMENT; MANAGING DIRECTOR, RISK MANAGEMENT & RISK SOLUTIONS (+2 more)
HEISER GLENNCHIEF ADMINISTRATIVE OFFICER; CHIEF OPERATING OFFICER; MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER (+1 more)
SONLIN STEPHENMANAGING DIRECTOR; MANAGING DIRECTOR, RESEARCH & CONSULTING
PEARCE ROBERT STEDMANCHIEF COMPLIANCE OFFICER; DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (+1 more)
LIPSCOMB JAMES LOUISPRESIDENT & CEO
HAYLON MICHAEL EDWARDMANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA; MANAGING DIRECTOR, HEAD OF SALES
BEAULIEU CYNTHIA ANNEMANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA
BRADFORD LINWOOD EARLECHAIRMAN & CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD (+2 more)
CAMPBELL JR FRANK DHEAD OF ASSET MANAGEMENT
KOPSKY PAUL WILLIAMSENIOR VP AND CHIEF FINANCIAL OFFICER
COLLINS RICHARD SNYDERINTERIM GENERAL COUNSEL
KRAFT DENNISSR. VP - CREDIT RESEARCH & TRADING
LEE JUNG WONCFO; CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER
SMALLEY VIOLA ROXANNECHIEF LEGAL OFFICER/CORPORATE SECRE

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