MACKENZIE INVESTMENTS of TORONTO, ONTARIO is an SEC-registered investment adviser (CRD 110338). Regulatory assets under management: $194.9B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
Showing 25 of 116 people.
| Name | Role | Location |
|---|---|---|
| Gregory James Fleming | TRUSTEE | Redwood City, CA |
| Paul Guy Desmarais | TRUSTEE | — |
| Gary Albert Doer | TRUSTEE | — |
| Andre Roger Desmarais | TRUSTEE | — |
| Karen Lynn Gavan | DIRECTOR | — |
| Theodoros Rountes | VICE-PRESIDENT, FUND SERVICES AND CHIEF FINANCIAL OFFICER, FUNDS | — |
| Joseph Luke Gregoire Gould | DIRECTOR, CHARIMAN PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| Rhonda Suzanne Goldberg | EXECUTIVE VICE-PRESIDENT, GENERAL COUNSEL | — |
| Christopher Wilson Jay Boyle | SENIOR VICE PRESIDENT, INSTITUTIONAL | — |
| Douglas Gordon Mcintosh Milne | EXECUTIVE VICE-PRESIDENT, CHIEF MARKETING STRATEGY OFFICER | — |
| Sophie Desmarais | TRUSTEE | — |
| Gillian Eloise Seidler | VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Cynthia Ann Reiter Currie | EXECUTIVE VICE-PRESIDENT, CHIEF HUMAN RESOURCES OFFICER | — |
| Kristin Elizabeth Ashcroft | DIRECTOR AND EXECUTIVE VICE-PRESIDENT, PRODUCTS AND SOLUTIONS | — |
| Gary Nathanial Chateram | SENIOR VICE-PRESIDENT, CO-HEAD OF RETAIL | — |
| Steven Gregory Locke | CHIEF INVESTMENT OFFICER, FIXED INCOME AND MULTI-ASSET STRATEGIES | — |
| Lesley Carolyn Marks | CHIEF INVESTMENT OFFICER, EQUITIES | — |
| Naomi Kim Bartlett | DIRECTOR | — |
| Nancy Elizabeth Mccuaig | DIRECTOR AND CHIEF OPERATIONS OFFICER | — |
| Keith David Bernard Potter | EXECUTIVE VICE-PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| Nicholas Lars Westlind | DIRECTOR | — |
| Samuel Robert Burns | EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION OFFICER | — |
| TAYLOR MARY CATHERINE | EXECUTIVE VICE-PRESIDENT, PRODUCT & MARKETING; SENIOR VICE-PRESIDENT, PRODUCT & MARKETING | — |
| FLEMING GREGORY JAMES | TRUSTEE | — |
| RASCHKOWAN NORMAN | EXECUTIVE VICE-PRESIDENT & CHIEF INVESTMENT OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-04-04 | regulatory | THE ONTARIO SECURITIES COMMISSION ALLEGED THAT MACKENZIE FAILED TO (I) COMPLY WITH NATIONAL INSTRUMENT 81-105 MUTUAL FUND SALES PRACTICES ("NI 81-105") BY NOT MEETING THE MINIMUM STANDARDS OF CONDUCT EXPECTED OF INDUSTRY PARTICIPANTS IN RELATION TO CERTAIN SALES PRACTICES BETWEEN MAY 2014 AND DECEMB… | Final | $900K |