NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC of NEW YORK, NY is an SEC-registered investment adviser (CRD 110411). Regulatory assets under management: $37.6B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 51 people.
| Name | Role | Location |
|---|---|---|
| Chang Yu | DIRECTOR AND PORTFOLIO MANAGER; EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER; MANAGING DIRECTOR AND PORTFOLIO MANAGER | Lishui, F4 |
| Eugene James Chiulli | TREASURER, CHIEF FINANCIAL OFFICER | — |
| Steven Nicholas Aloupis | BOARD OF DIRECTOR; BOARD OF DIRECTOR - CHAIRMAN | — |
| Yoshihiro Nmn Namura | BOARD OF DIRECTOR, CHAIRPERSON | — |
| Neil Anthony Daniele | CHIEF COMPLIANCE OFFICER | — |
| Robert Nmn Stark | BOARD OF DIRECTOR | — |
| Yusuke Nmn Andoh | BOARD OF DIRECTOR; DIRECTOR | — |
| David Owen Crall | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, BOARD OF DIRECTOR | — |
| Stephen Spencer Kotsen | MANAGING DIRECTOR AND PORTFOLIO MANAGER | — |
| Amy Yu Chang | MANAGING DIRECTOR AND PORTFOLIO MANAGER | — |
| Eugene Nmn Shuster | MANAGING DIRECTOR - HEAD OF RISK | — |
| Melanie Jane Hawthorne | HEAD OF LEGAL | — |
| Meno Volker Stroemer | MANAGING DIRECTOR, PORTFOLIO MANAGER | — |
| ZORIC STEVEN | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER; GENERAL COUNSEL AND CHIEF OPERATING OFFICER | — |
| DUTTON PAUL ANDREW | CHIEF COMPLIANCE OFFICER; DIRECTOR AND CHIEF COMPLIANCE OFFICER; DIRECTOR, ASSET MANAGEMENT COMPLIANCE | — |
| SCHMUCKLER JOSEPH REDMOND | CO-CHAIRMAN OF THE BOARD | — |
| TAKAHASHI HIDEYUKI | BOARD MEMBER; CO-CHAIRMAN OF THE BOARD | — |
| FINDLAY DAVID MAIR | CHAIRMAN OF THE BOARD & CHIEF LEGAL OFFICER; EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER; EXECUTIVE MANAGING DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF LEGAL OFFICER (+3 more) | — |
| KASHIWAGI SHIGESUKE | BOARD MEMBER | — |
| LEVINE ROBERT | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER; PRESIDENT, CEO, BOARD MEMBER | — |
| WONG JENNIE H | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER (+2 more) | — |
| STEWART RICHARD WARREN | DIRECTOR AND PORTFOLIO MANAGER; MANAGING DIRECTOR AND PORTFOLIO MANAGER | — |
| NORTON JEFFREY R | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS; VICE PRESIDENT AND CO-HEAD OF EMERGING MARKETS; VICE PRESIDENT AND HEAD OF EMERGING MARKETS | — |
| KOTSEN STEPHEN SPENCER | DIRECTOR AND PORTFOLIO MANAGER; MANAGING DIRECTOR AND PORTFOLIO MANAGER | — |
| CRALL DAVID OWEN | BOARD OF DIRECTOR; MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR AND PORTFOLIO MANAGER (+2 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-09-02 | civil | THE FEDERAL HOUSING FINANCE AGENCY (FHFA), AS CONSERVATOR FOR THE FEDERAL NATIONAL MORTGAGE ASSOCIATION (FANNIE MAE) AND THE FEDERAL HOME LOAN MORTGAGE CORPORATION (FREDDIE MAC) FILED A COMPLAINT AGAINST NOMURA HOLDING AMERICA INC., NOMURA ASSET ACCEPTANCE CORPORATION, NOMURA HOLDING EQUITY LOAN, IN… | Final | — |