HOTCHKISS ASSOCIATES LLC

HOTCHKISS ASSOCIATES LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 114048). Regulatory assets under management: $364.1M.

Registration

Officers, owners & control persons (12)

NameRoleLocation
WESTMAN CARYN LEECORPORATE SECRETARY/SENIOR VICE PRESIDENT - ENTERPRISE RISK MANAGEMENT
MERRITT JOHN BABSONCLASS B AND C INTERESTHOLDER; CLASS C INTERESTHOLDER; DIRECTOR AND VICE PRESIDENT; CLASS B AND C INTERESTHOLDER (+1 more)
HOTCHKISS JAMES KENNANCHAIRMAN AND DIRECTOR; DIRECTOR; FOUNDER; CLASS C INTERESTHOLDER
CREGAN JOHN FRANCISMANAGING DIRECTOR; CLASS A NON-VOTING MEMBERSHIP INTEREST; PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER; CLASS B AND C INTERESTHOLDER; PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER; CLASS C INTERESTHOLDER (+2 more)
STUART ALEXANDER DOUGLASDIRECTOR; CLASS C INTERESTHOLDER
BRETHAUER KAREN LOUMANAGING DIRECTOR; VICE PRESIDENT; CLASS B INTERESTHOLDER
MERKLE ROBERT JOHNDIRECTOR; CLASS B INTERESTHOLDER; VICE PRESIDENT; CLASS B INTERESTHOLDER
MARRINGA JAKOB WILLIAMMANAGING DIRECTOR; VICE PRESIDENT; CLASS B INTERESTHOLDER
ROTH RALPH LAWRENCECHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER, DIRECTOR
HERMAN MICHAEL ANSONCHIEF COMPLIANCE OFFICER
DURAN JOSEPH JOHNCHIEF EXECUTIVE OFFICER, DIRECTOR
LIEBMAN MARC ALLANVICE PRESIDENT; CLASS B INTERESTHOLDER

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