BFC PLANNING, INC. of CEDAR RAPIDS, IA is an SEC-registered investment adviser (CRD 119682). Regulatory assets under management: $3.8B.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Charities.
Showing 25 of 26 people.
| Name | Role | Location |
|---|---|---|
| Brian Rupp | VICE PRESIDENT/CONTROLLER/TREASURER | — |
| Thomas Joseph Berthel | CHAIRMAN OF BOARD | — |
| Randy Austin Wilcox | VP COMPLIANCE/OSJ MANAGER | — |
| Joanna Marie Schaul | SECRETARY | — |
| Andrew James Christofferson | CHIEF EXECUTIVE OFFICER/PRESIDENT | — |
| Paige Nichole Swartzendruber | CHIEF BUSINESS DEVELOPMENT OFFICER | — |
| Tobi Lane Peterman | VICE PRESIDENT/OPERATIONS | — |
| Kimberly Karen Early Chapman | CHIEF COMPLIANCE OFFICER | — |
| James Ralph Hohn | VP TECHNOLOGY | — |
| BERTHEL THOMAS JOSEPH | CEO; CEO/PRESIDENT/CHAIRMAN OF BOARD; CHAIRMAN OF BOARD (+1 more) | — |
| BRENDENGEN RONALD ODIN | TREASURER/C00; TREASURER/CFO | — |
| SMITH LESLIE DONALD | CHIEF COMPLIANCE OFFICER; SECRETARY | — |
| WEGMANN DANIEL PETER | CFO | — |
| PETERMAN TOBI LANE | VICE PRESIDENT/OPERATIONS | — |
| WILCOX RANDY AUSTIN | CHIEF COMPLIANCE OFFICER; REGIONAL VP BUSINESS DEVELOPMENT WESTERN REGION; VP COMPLIANCE/OSJ MANAGER | — |
| FORD KRISTINE LYNN | CHIEF COMPLIANCE OFFICER | — |
| HOLTZ LOUISE DOROTHY | ASSISTANT CHIEF CO | — |
| SCHAUL JOANNA MARIE | SECRETARY | — |
| CHRISTOFFERSON ANDREW JAMES | CHIEF BUSINESS DEVELOPMENT OFFICER; CHIEF EXECUTIVE OFFICER/PRESIDENT; CHIEF OPERATING OFFICE (A/O 03/2019), CHIEF COMPLIANCE OFFICER (A/0 07/2019) (+3 more) | — |
| RUPP BRIAN | VICE PRESIDENT/CONTROLLER; VICE PRESIDENT/CONTROLLER/TREASURER | — |
| SWARTZENDRUBER PAIGE NICHOLE | CHIEF BUSINESS DEVELOPMENT OFFICER; SVP BUSINESS DEVELOPMENT (A/O 07/2019) | — |
| Hannah Steve Chester | CHIEF INFORMATION OFFICER | — |
| Burke Erin Kathleen | CHIEF COMPLIANCE OFFICER AND RISK OFFICER | — |
| Reeves Levi Tyler | VICE PRESIDENT OF TRADING & SURVEILLANCE | — |
| CHAPMAN KIMBERLY KAREN EARLY | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |