NUVEEN INVESTMENTS ADVISERS, LLC

NUVEEN INVESTMENTS ADVISERS, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 123122). Regulatory assets under management: $290.7M.

Registration

Officers, owners & control persons (18)

NameRoleLocation
SCHWERTFEGER TIMOTHY RAYMONDCHAIRMAN, CEO AND DIRECTOR
AMBOIAN JOHN PETERPRESIDENT AND CHIEF EXECUTIVE OFFICER; PRESIDENT AND DIRECTOR
COHEN STUART JONAMANAGER DIRECTOR, LEGAL COUNSEL; MANAGING DIRECTOR, ASSISTANT SECRETARY AND ASSISTANT GENERAL COUNSEL; MANAGING DIRECTOR, GENERAL COUNSEL (+2 more)
WILSON MARGARET EILEENSR., V.P. AND CONTROLLER
KEEFE MARY EMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR AND DIRECTOR OF COMPLIANCE
MARTIN LARRY WOODSV.P., ASST. SECRETARY AND ASST. GENERAL COUNSEL
MACCARTHY JOHN LEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY; SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY
KEEFE MARY ELIZABETHMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER
CROSSLEY LISA DIANEV.P. AND DIRECTOR OF COMPLIANCE
HLAVACEK SHERRI ACONTROLLER; VICE PRESDIENT AND CONTROLLER
RICHTER GLENN ROBERTEXECUTIVE VICE PRESIDENT
BERKSHIRE ALAN GLENNSR. V.P., SECRETARY AND GENERAL COUNSEL
SLEVIN MARK WILLIAMDIRECTOR OF OPERATIONS; HEAD OF RETAIL SMA OPERATIONS
WHEELER FRANK LEEEXECUTIVE VICE PRESIDENT
MEGGS DIANE SCHIEF COMPLIANCE OFFICER
WACHTER AUSTIN PENNCONTROLLER
SASVELD DEREK ALLANMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER
GRAVES CHARLES PMANAGING DIRECTOR; SENIOR MANAGING DIRECTOR

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