AXOS INVEST, INC

AXOS INVEST, INC of LAS VEGAS, NV is an SEC-registered investment adviser (CRD 150953). Regulatory assets under management: $150.8M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth.

Officers, owners & control persons (17)

NameRoleLocation
Derrick WalshCHIEF FINANCIAL OFFICER
Tracy Lyn GallmanMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER
Derek Michael TschudinCHIEF COMPLIANCE OFFICER
Jeffrey Kent PlummerCHIEF COMPLIANCE OFFICER
RIVES JASON ASBURYCCO
MOORE HERBERT WILSONCCO; CEO; CEO & CHIEF COMPLIANCE OFFICER (+2 more)
ZHOU VICKICHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER / SECRETARY; VICE PRESIDENT & CHIEF OPERATING OFFICER (+2 more)
PATEL PARTH HITENDRASHAREHOLDER
RAMIREZ BRIAN MATTHEWCEO; SHAREHOLDER
Zhou ShuGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
PITTERS RON MCEO
WALSH DERRICKCHIEF FINANCIAL OFFICER
Pitters Ron MichaelCEO
THOMAS JAMES HILTONCHEIF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER
TSCHUDIN DEREK MICHAELINTERIM CHIEF COMPLIANCE OFFICER
Gallman Tracy LynMANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER
Plummer Jeffrey KentCHIEF COMPLIANCE OFFICER

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