AXOS INVEST, INC of LAS VEGAS, NV is an SEC-registered investment adviser (CRD 150953). Regulatory assets under management: $150.8M.
Compensation: % of AUM, Fixed.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Derrick Walsh | CHIEF FINANCIAL OFFICER | — |
| Tracy Lyn Gallman | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | — |
| Derek Michael Tschudin | CHIEF COMPLIANCE OFFICER | — |
| Jeffrey Kent Plummer | CHIEF COMPLIANCE OFFICER | — |
| RIVES JASON ASBURY | CCO | — |
| MOORE HERBERT WILSON | CCO; CEO; CEO & CHIEF COMPLIANCE OFFICER (+2 more) | — |
| ZHOU VICKI | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER / SECRETARY; VICE PRESIDENT & CHIEF OPERATING OFFICER (+2 more) | — |
| PATEL PARTH HITENDRA | SHAREHOLDER | — |
| RAMIREZ BRIAN MATTHEW | CEO; SHAREHOLDER | — |
| Zhou Shu | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| PITTERS RON M | CEO | — |
| WALSH DERRICK | CHIEF FINANCIAL OFFICER | — |
| Pitters Ron Michael | CEO | — |
| THOMAS JAMES HILTON | CHEIF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER | — |
| TSCHUDIN DEREK MICHAEL | INTERIM CHIEF COMPLIANCE OFFICER | — |
| Gallman Tracy Lyn | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | — |
| Plummer Jeffrey Kent | CHIEF COMPLIANCE OFFICER | — |