COWEN PRIME SERVICES LLC

COWEN PRIME SERVICES LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 153397). Regulatory assets under management: $359.0M.

Registration

Officers, owners & control persons (15)

NameRoleLocation
POPPELL RALPH EDWARDCHIEF COMPLIANCE OFFICER
MORRIS BEN TILLMANCO-MANAGER (NOT ANY TYPE OF PARTNER); MANAGER
SANDERS BYRON ANTHONYCO-MANAGER (NOT ANY TYPE OF PARTNER); MANAGER
MOORE ROBERT EMMETTCO-MANAGER, CEO, AND GSP; CO-MANAGER (NOT ANY TYPE OF PARTNER)
HOLMES DOUGLAS JOHNCHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER; COO
ROSEN MICHAEL SCOTTCO-MANAGER AND GSP; CO-MANAGER (NOT ANY TYPE OF PARTNER)
SEIBALD JACK DAVECO-MANAGER AND GSP; CO-MANAGER (NOT ANY TYPE OF PARTNER)
SCHIRRIPA THOMAS NICHOLASCO-MANAGER, CFO, AND FINOP
SHAUGHNESSY NEIL MICHAELCO-MANAGER, CAO, COO & GSP
SIMMONS JAMES RCFO, FINOP
CHARNEY DANIEL SCEO
BOYLE PATRICK CHARLES JRCO-MANAGER (NOT ANY TYPE OF PARTNER)
ARUANNO ROSEMARYCONTROLLER
SIMMONS JAMES ROBERTCFO, FINOP; PRINCIPAL FINANCIAL OFFICER
JORDAN FRANCISPRINCIPAL FINANCIAL OFFICER

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