WILLOW ASSET MANAGEMENT LLC

WILLOW ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 282487). Regulatory assets under management: $1.6B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (19)

NameRoleLocation
Mitchell Harris CaplanCHIEF EXECUTIVE OFFICERLouisville, KY
Karan Anil VaziraniCHIEF FINANCIAL OFFICER
Jeffrey MoskatelCHIEF COMPLIANCE OFFICER
Ted Kirk YarbroughCHIEF INVESTMENT OFFICER
Domenic Nmn MieleCHIEF COMPLIANCE OFFICER
Michael Jay WeiszCHIEF EXECUTIVE OFFICER
MORRIS CURTIS WCHIEF COMPLIANCE OFFICER
PYTLIK YVONNE ICHIEF COMPLIANCE OFFICER
EWASKO JASON MICHAELCHIEF COMPLIANCE OFFICER
RABIAS FRANCESCHIEF COMPLIANCE OFFICER
MEHERE MILIND NMNCHIEF EXECUTIVE OFFICER; SHAREHOLDER - COMMON STOCK; DIRECTOR
WEISZ MICHAEL JAYCHIEF EXECUTIVE OFFICER; PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER (+1 more)
SHIELDS DENNIS ALEXANDERSHAREHOLDER - COMMON STOCK; DIRECTOR
TYRE DOUGLAS NELSONCHIEF COMPLIANCE OFFICER
Mehere MilindCHIEF EXECUTIVE OFFICER; SHAREHOLDER - COMMON STOCK; DIRECTOR
Weisz MichaelPRESIDENT AND CHIEF COMPLIANCE OFFICER; SHAREHOLDER - COMMON STOCK; DIRECTOR
MIELE DOMENIC NMNCHIEF COMPLIANCE OFFICER
Domenic (Nmn) MieleCHIEF COMPLIANCE OFFICER
Thomas Neil WilliamsCHIEF INVESTMENT OFFICER

Disclosures (9)

InitiatedTypeAllegationsStatusAmount
2023-09-12regulatoryTHE SEC ORDER RELATED TO A SINGLE LEGACY VESSEL DECONSTRUCTION SECURITY OFFERING THAT WAS EXPOSED TO UNDERLYING BORROWER DEFAULTS. THE ORDER STATES THAT YIELDSTREET FAILED TO DISCLOSE TO INVESTORS A HEIGHTENED RISK THAT IT WOULD BE UNABLE TO SEIZE THE SHIP SERVING AS COLLATERAL FOR THE LOAN UNDERLYI…Final$1.9M

Private funds (120)

Real Estate Fund: 79 · Private Equity Fund: 35 · Other Private Fund: 6

Showing 15 of 120 funds by gross asset value.

FundTypeFormedOwnersGross asset valueMin investment
YS ST NOTES LLCOther Private FundDelaware4,727$187.8M$500
YS GP TPQF I LLCReal Estate FundDelaware822$41.7M$15K
YS BWA LF VII LLCPrivate Equity FundDelaware365$32.4M$25K
NASHVILLE TN INVESTORS QOF II LPReal Estate FundDelaware139$31.9M$7K
SAVANNAH GA INVESTORS QOF II LPReal Estate FundDelaware133$25.9M$50K
YS CC LF I LLCPrivate Equity FundDelaware348$23.9M$25K
FENIX TX INVESTORS QOF II LPReal Estate FundDelaware106$22.2M$20K
YS VC TPQF I LLCPrivate Equity FundDelaware530$21.6M$25K
YS LF FW IV LLCOther Private FundDelaware354$17.1M$25K
YS DISLO TPQF II LLCPrivate Equity FundDelaware381$15.0M$25K
YS CRE TPQPF II LLCReal Estate FundDelaware18$14.9M$25K
YS CLO LLCOther Private FundDelaware341$14.1M$25K
YS CRE TPQPF I LLCReal Estate FundDelaware351$13.8M$25K
YS LF QPF I LLCPrivate Equity FundDelaware350$13.6M$20K
YS SME TPQF I LLCPrivate Equity FundDelaware70$12.8M$25K

Branch offices (1)

CityStateEmployeesPhone
ATHENS2844-943-5378

Fund service providers (15)

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