WILLOW ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 282487). Regulatory assets under management: $1.6B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Mitchell Harris Caplan | CHIEF EXECUTIVE OFFICER | Louisville, KY |
| Karan Anil Vazirani | CHIEF FINANCIAL OFFICER | — |
| Jeffrey Moskatel | CHIEF COMPLIANCE OFFICER | — |
| Ted Kirk Yarbrough | CHIEF INVESTMENT OFFICER | — |
| Domenic Nmn Miele | CHIEF COMPLIANCE OFFICER | — |
| Michael Jay Weisz | CHIEF EXECUTIVE OFFICER | — |
| MORRIS CURTIS W | CHIEF COMPLIANCE OFFICER | — |
| PYTLIK YVONNE I | CHIEF COMPLIANCE OFFICER | — |
| EWASKO JASON MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| RABIAS FRANCES | CHIEF COMPLIANCE OFFICER | — |
| MEHERE MILIND NMN | CHIEF EXECUTIVE OFFICER; SHAREHOLDER - COMMON STOCK; DIRECTOR | — |
| WEISZ MICHAEL JAY | CHIEF EXECUTIVE OFFICER; PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER (+1 more) | — |
| SHIELDS DENNIS ALEXANDER | SHAREHOLDER - COMMON STOCK; DIRECTOR | — |
| TYRE DOUGLAS NELSON | CHIEF COMPLIANCE OFFICER | — |
| Mehere Milind | CHIEF EXECUTIVE OFFICER; SHAREHOLDER - COMMON STOCK; DIRECTOR | — |
| Weisz Michael | PRESIDENT AND CHIEF COMPLIANCE OFFICER; SHAREHOLDER - COMMON STOCK; DIRECTOR | — |
| MIELE DOMENIC NMN | CHIEF COMPLIANCE OFFICER | — |
| Domenic (Nmn) Miele | CHIEF COMPLIANCE OFFICER | — |
| Thomas Neil Williams | CHIEF INVESTMENT OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-09-12 | regulatory | THE SEC ORDER RELATED TO A SINGLE LEGACY VESSEL DECONSTRUCTION SECURITY OFFERING THAT WAS EXPOSED TO UNDERLYING BORROWER DEFAULTS. THE ORDER STATES THAT YIELDSTREET FAILED TO DISCLOSE TO INVESTORS A HEIGHTENED RISK THAT IT WOULD BE UNABLE TO SEIZE THE SHIP SERVING AS COLLATERAL FOR THE LOAN UNDERLYI… | Final | $1.9M |
Real Estate Fund: 79 · Private Equity Fund: 35 · Other Private Fund: 6
Showing 15 of 120 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| YS ST NOTES LLC | Other Private Fund | Delaware | 4,727 | $187.8M | $500 |
| YS GP TPQF I LLC | Real Estate Fund | Delaware | 822 | $41.7M | $15K |
| YS BWA LF VII LLC | Private Equity Fund | Delaware | 365 | $32.4M | $25K |
| NASHVILLE TN INVESTORS QOF II LP | Real Estate Fund | Delaware | 139 | $31.9M | $7K |
| SAVANNAH GA INVESTORS QOF II LP | Real Estate Fund | Delaware | 133 | $25.9M | $50K |
| YS CC LF I LLC | Private Equity Fund | Delaware | 348 | $23.9M | $25K |
| FENIX TX INVESTORS QOF II LP | Real Estate Fund | Delaware | 106 | $22.2M | $20K |
| YS VC TPQF I LLC | Private Equity Fund | Delaware | 530 | $21.6M | $25K |
| YS LF FW IV LLC | Other Private Fund | Delaware | 354 | $17.1M | $25K |
| YS DISLO TPQF II LLC | Private Equity Fund | Delaware | 381 | $15.0M | $25K |
| YS CRE TPQPF II LLC | Real Estate Fund | Delaware | 18 | $14.9M | $25K |
| YS CLO LLC | Other Private Fund | Delaware | 341 | $14.1M | $25K |
| YS CRE TPQPF I LLC | Real Estate Fund | Delaware | 351 | $13.8M | $25K |
| YS LF QPF I LLC | Private Equity Fund | Delaware | 350 | $13.6M | $20K |
| YS SME TPQF I LLC | Private Equity Fund | Delaware | 70 | $12.8M | $25K |
| City | State | Employees | Phone |
|---|---|---|---|
| ATHENS | — | 2 | 844-943-5378 |