GUGGENHEIM WEALTH SOLUTIONS, LLC of SANTA MONICA, CA is an SEC-registered investment adviser (CRD 283238). Regulatory assets under management: $371.3M.
Compensation: % of AUM.
Clients served: High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Dina Marie Dilorenzo | MANAGING PARTNER, PRESIDENT | — |
| Suzanne Stone | HEAD OF CLIENT SERVICE, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |
| Joanna Marie Catalucci | CHIEF COMPLIANCE OFFICER | — |
| Steven Herschede Brown | CHIEF INVESTMENT OFFICER FOR FIXED INCOME, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |
| Anne Bookwalter Walsh | MANAGING PARTNER, CHIEF INVESTMENT OFFICER, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |
| MINERD BYRON SCOTT | CHIEF INVESTMENT OFFICER; MANAGING PARTNER, CHIEF INVESTMENT OFFICER; MANAGING PARTNER, CHIEF INVESTMENT OFFICER OF GPA, CHIEF INVESTMENT OFFICER OF GUGGENHEIM PARTNERS | — |
| SAPERSTEIN ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | — |
| ROBINSON DAVID MAURICE | CHIEF LEGAL OFFICER | — |
| CATALUCCI JOANNA MARIE | CHIEF COMPLIANCE OFFICER | — |
| WALSH ANNE BOOKWALTER | MANAGING PARTNER, CHIEF INVESTMENT OFFICER, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |
| JEE ROBERT T | CHIEF COMPLIANCE OFFICER | — |
| DILORENZO DINA MARIE | MANAGING PARTNER, PRESIDENT | — |
| JEE ROBERT TREVOR | CHIEF COMPLIANCE OFFICER | — |
| BROWN STEVEN HERSCHEDE | CHIEF INVESTMENT OFFICER FOR FIXED INCOME, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |
| Stone Suzanne | HEAD OF CLIENT SERVICE, GUGGENHEIM WEALTH SOLUTIONS, LLC | — |
| City | State | Employees | Phone |
|---|---|---|---|
| STAMFORD | CT | 1 | 2032028606 |
| CLAYTON | MO | 1 | 3148021477 |
| STAMFORD | CT | 1 | 2032028606 |
| CLAYTON | MO | 1 | 3148021477 |
| NEW YORK | NY | 0 | 2125189010 |
| NEW YORK | NY | 0 | 2125189010 |