STRATOS INVESTMENT MANAGEMENT, LLC

STRATOS INVESTMENT MANAGEMENT, LLC of BEACHWOOD, OH is an SEC-registered investment adviser (CRD 283850). Regulatory assets under management: $3.3B.

Registration

Business model

Compensation: % of AUM.

Clients served: Other.

Officers, owners & control persons (32)

Showing 25 of 32 people.

NameRoleLocation
Jeffrey Alan ConcepcionCHIEF EXECUTIVE OFFICER, MANAGER; MANAGING MEMBER
Nancy Eileen AndrefskyCHIEF FINANCIAL OFFICER; NON-MEMBER
Eric Andrew BeahnDIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER
Kathryn Hale LouttitCHIEF COMPLIANCE OFFICER, NON-MEMBER
Jon Michael PawlowskiDIRECTOR OF REGULATORY COMPLIANCE, NON-MEMBER
David AlbinFINRA/SEC SUPERVISORY PRINCIPAL, NON-MEMBER
Ryan Henry ThibaultINVESTMENT SUPERVISORY PRINCIPAL/NON-MEMBER
Savanna L SteedDIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER
Charis Ivana JonesCHIEF OPERATING OFFICER, NON-MEMBER
John Leland NicholCHIEF INVESTMENT OFFICER, NON-MEMBER
Malcolm Emerson PolleyCHIEF MARKET STRATEGIST
Phillip Stuart NuttallCHIEF OPERATING OFFICER, NON-MEMBER
Jennifer Kathryn CollinsDIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER
COLLINS MAURA KATHRYNDIRECTOR OF ADVISORY COMPLIANCE, NON-MEMBER; DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER
DUNN WILLIAM JAMESCHIEF COMPLIANCE OFFICER; NON-MEMBER
LOUTTIT KATHRYN HALECHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, NON-MEMBER
POLLEY MALCOLM EMERSONCHIEF MARKET STRATEGIST
ENGELSMAN JEFFREY ALANCHIEF COMPLIANCE OFFICER, NON-MEMBER
ANDREFSKY NANCY EILEENCHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER, NON-MEMBER; CHIEF FINANCIAL OFFICER; NON-MEMBER
CONCEPCION JEFFREY ALANCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; ELECTED MANANGER (+2 more)
DULL BARBARA JEANDIRECTOR OF BROKERAGE OPERATIONS; DIRECTOR OF BROKERAGE OPERATIONS, NON-MEMBER
JACOBY DANIEL JACKCHIEF INVESTMENT OFFICER; NON-MEMBER; PORTFOLIO MANAGER; NON-MEMBER
FORET DAVID SCOTTCHIEF OPERATING OFFICER; NON-MEMBER
BEAHN ERIC ANDREWDIRECTOR OF ADVISORY COMPENSATION, NON-MEMBER; DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER
PIERONEK JENNIFER KATHRYNDIRECTOR OF ADVISORY OPERATIONS; DIRECTOR OF ADVISORY OPERATIONS, NON-MEMBER

Branch offices (1)

CityStateEmployeesPhone
17243883658

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