SMART WEALTH, LLC

SMART WEALTH, LLC of OMAHA, NE is an SEC-registered investment adviser (CRD 315496). Regulatory assets under management: $686.4M.

Registration

Business model

Compensation: % of AUM, Fixed, Other.

Clients served: Individuals, High net worth, Charities, Corporations, Other.

Officers, owners & control persons (6)

NameRoleLocation
David Andrew BrooksCHIEF EXECUTIVE OFFICER
Louis Rutherford BrooksCHIEF COMPLIANCE OFFICER
HIGGINS ROSEANNCHIEF COMPLIANCE OFFICER
BROOKS DAVID ANDREWCHIEF EXECUTIVE OFFICER
Brooks Louis RutherfordCHIEF COMPLIANCE OFFICER
Lecia Mizener NicoleCHIEF OPERATIONS OFFICER

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