SMART WEALTH, LLC

SMART WEALTH, LLC of OMAHA, NE is an SEC-registered investment adviser (CRD 315496). Regulatory assets under management: $686.4M.

Registration

Business model

Compensation: % of AUM, Fixed, Other.

Clients served: Individuals, High net worth, Charities, Corporations, Other.

Officers, owners & control persons (6)

NameRoleLocation
David Andrew BrooksCHIEF EXECUTIVE OFFICER—
Louis Rutherford BrooksCHIEF COMPLIANCE OFFICER—
HIGGINS ROSEANNCHIEF COMPLIANCE OFFICER—
BROOKS DAVID ANDREWCHIEF EXECUTIVE OFFICER—
Brooks Louis RutherfordCHIEF COMPLIANCE OFFICER—
Lecia Mizener NicoleCHIEF OPERATIONS OFFICER—

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