B. RILEY WEALTH PRIVATE SHARES, LLC of MEMPHIS, TN is an SEC-registered investment adviser (CRD 315851). Regulatory assets under management: $47.6M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Michael Markunas | GENERAL COUNSEL | New York, NY |
| Michael Anthony Mullen | MANAGING MEMBER | New York, NY |
| Philip Richard Zanone | MANAGING MEMBER | — |
| Daniel Ortega | CHIEF COMPLIANCE OFFICER | Memphis, TN |
| Charles Peter Hastings | MANAGING MEMBER | — |
| Marcus Anthony Arneaud | CHIEF COMPLIANCE OFFICER | — |
| ZANONE PHILIP RICHARD | MANAGING MEMBER | — |
| WORMAN GLENN CHARLES | CHIEF FINANCIAL OFFICER | — |
| CHAFFEE HAROLD GERARD | CHIEF COMPLIANCE OFFICER | — |
| CHAFFEE HAROLD G | CHIEF COMPLIANCE OFFICER | — |
| KOWALCZYK THOMAS DAVID | MANAGING MEMBER | — |
| ARNEAUD MARCUS ANTHONY | CHIEF COMPLIANCE OFFICER | — |
| MARKUNAS MICHAEL | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| MULLEN MICHAEL ANTHONY | CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER; MANAGING MEMBER | — |
| HASTINGS CHARLES PETER | CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER; MANAGING MEMBER | — |
| MULLEN MICHAEL | CO-CHIEF EXECUTIVE OFFICER | — |
| Chaffee Harold | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |