KESTRA INVESTMENT MANAGEMENT, LLC. of AUSTIN, TX is an SEC-registered investment adviser (CRD 317711). Regulatory assets under management: $4.3B.
Compensation: % of AUM.
Clients served: Pooled vehicles, Other.
| Name | Role | Location |
|---|---|---|
| Kara Marie Murphy | CHIEF INVESTMENT OFFICER, EVP | — |
| Robert Bredt Norwood | EVP, GENERAL COUNSEL | — |
| Stephen Garrett Smith | CHIEF COMPLIANCE OFFICER; VP, CHIEF COMPLIANCE OFFICER | — |
| Jean-Luc Dupont | CHIEF INFORMATION SECURITY OFFICER | — |
| Vinay Kant | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | — |
| Scott Matthew Zegers | CHIEF FINANCIAL OFFICER | — |
| Joel Van Bennett | SVP, CHIEF FINANCIAL OFFICER | — |
| Jeremy Scott Carr | EVP, GENERAL COUNSEL | — |
| John Arthur Barragan | CHIEF OPERATING OFFICER | — |
| BENNETT JOEL VAN | SVP, CHIEF FINANCIAL OFFICER | — |
| SMITH MARK GARRETT | VP, CHIEF COMPLIANCE OFFICER | — |
| MURPHY DARLENE MARIE | CHIEF INVESTMENT OFFICER, EVP | — |
| NORWOOD ROBERT BREDT | EVP, GENERAL COUNSEL | — |
| BEACH KENNETH MICHAEL | VP, CHIEF INFORMATION SECURITY OFFICER | — |
| BARRAGAN JOHN ARTHUR | CHIEF OPERATING OFFICER; CHIEF OPERATION OFFICER, CHIEF COMPLIANCE OFFICER | — |
| PEDLOW MICHAEL ROSS | CHIEF COMPLIANCE OFFICER | — |
| HARNESS NICHOLAS WALTER | CHIEF INFORMATION OFFICER | — |
| Dupont Jean-Luc | CHIEF INFORMATION SECURITY OFFICER | — |