HARTFORD INVESTMENT FINANCIAL SERVICES, LLC

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC of SIMSBURY, CT is an SEC-registered investment adviser (CRD 45995). Regulatory assets under management: $50.6B.

Registration

Officers, owners & control persons (47)

Showing 25 of 47 people.

NameRoleLocation
MARRA THOMAS MICHAEL SREXECUTIVE VICE PRESIDENT- SALES & DISTRIBUTION & DIRECTOR; EXECUTIVE VICE PRESIDENT- SALES & DISTRIBUTION & MANAGER; MANAGER (+2 more)
ZNAMIEROWSKI DAVID MARKEXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT-INVESTMENTS & DIRECTOR; SENIOR VICE PRESIDENT-INVESTMENTS & MANAGER
WALTERS JOHN CLINTONEXECUTIVE VICE PRESIDENT- SALES & DISTRIBUTION AND MANAGER; PRESIDENT AND CEO; PRESIDENT & CEO/MANAGER
FAGELY TAMARA LYNNCONTROLLER; CONTROLLER/FINOP AND CHIEF FIN. OFFICER
WATKINS WALTER EDMOND JRCHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT COMPLIANCE OFFICER; CHIEF INVESTMENT COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER
MCCULLUM KENNETH ASENIOR VICE PRESIDENT; VICE PRESIDENT
DOWLING ANTHONY LEEBROKER DEALER CHIEF COMPLIANCE OFFICER
WILCOX WILLIAM DBROKER DEALER CHIEF COMPLAINCE OFFICER/BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY; BROKER DEALER CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER; BROKER DEALER CHIEF LEGAL OFFICER/SECRETARY
MURPHY BRIAN DENNISMANAGER
SIDES MARK ABROKER-DEALER CHIEF LEGAL OFFICER AND SECRETARY
CARLSON CORY ALANSENIOR. VICE- PRESIDENT & DEPUTY CHIEF FINANCIAL OFFICER
CONNOR DENNIS MICHAELMANAGER
LEVENSON DAVID NATHANSENIOR VICE PRESIDENT- SALES & DISTRIBUTION
SMITH CLARENCE ANDREWCHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER & DIRECTOR; CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER & MANAGER
PERNEREWSKI COLLEEN BETHCHIEF INVESTMENT ADVISER COMPLIANCE OFFICER; CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/ CHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT ADVISER COMPLIANCE OFFICER/CHIEF COMPLIANCE OFFICER (+2 more)
MACDONALD EDWARD PAULVICE PRESIDENT AND CHIEF LEGAL OFFICER; VICE PRESIDENT AND CHIEF LEGAL OFFICER- INVESTMENT ADVISER
ARENA ROBERT MICHAEL JRMANAGER; MANAGER AND SENIOR VICE PRESIDENT; MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER (+3 more)
KALEN MICHAEL LMANAGER
KOHNKE ANDREW WSENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR
JAY GEORGE RICHARDCHIEF BROKER-DEALER COMPLIANCE OFFICER; CONTROLLER
MELCHER JOSEPH GARYVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER- INVESTMENT ADVISER AND CHIEF COMPLIANCE OFFICER
CUMMINS PETER WILLIAMSENIOR VICE PRESIDENT- SALES & DISTRIBUTION & DIRECTOR; SENIOR VICE PRESIDENT- SALES & DISTRIBUTION & MANAGER
FOY DAVID THOMASSENIOR VICE PRESIDENT & TREASURER
REPASY CHRISTINE HAYERSENIOR VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY
SANDERSON C ROBERTVICE PRESIDENT MARKETING

Private funds (3)

FundTypeFormedOwnersGross asset valueMin investment
THE HARTFORD CAYMAN GLOBAL REAL ASSET FUND, LTD.Other Private Fund1$45.6M
THE HARTFORD CAYMAN GLOBAL ALL-ASSET FUND, LTD.Other Private Fund1$45.1M
THE HARTFORD CAYMAN ALTERNATIVE STRATEGIES FUND, LTD.Other Private Fund1

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