SG COWEN SECURITIES CORPORATION of NEW YORK, NY is an SEC-registered investment adviser (CRD 7616). Regulatory assets under management: $791.4M.
| Name | Role | Location |
|---|---|---|
| Malcolm MacGregor | HEAD OF INVESTMENT BANKING | Seattle, WA |
| KAPLAN MARK ELLIOT | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER - NON-EMPLOYEE DIRECTOR | — |
| DAVIDE NICHOLAS SAVARIO | HEAD OF BROKER-DEALER OPERATIONS | — |
| COMMANDER MARK THOMAS | CHIEF COMPLIANCE OFFICER | — |
| DECICCO STEVEN J | CHIEF FINANCIAL OFFICER | — |
| LEWIS SHERMAN R JR | HEAD OF EQUITY | — |
| MARTORELLI JOSEPH STEPHEN | COMPLIANCE REGISTERED OPTIONS PRINCIPAL; SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| BOUHET JACQUES | NON-EMPLOYEE DIRECTOR | — |
| FENNEBRESQUE KIM SAMUEL | PRESIDENT & CHIEF EXECUTIVE OFFICER & DIRECTOR | — |
| AYMERICH PHILIPPE | NON-EMPLOYEE DIRECTOR | — |
| TARASOFF BARRY JOEL | DIRECTOR OF EQUITY RESEARCH | — |
| DAVIDSON RUSS MITCHEL | SENIOR REGISTERED OPTIONS PRINCIPAL | — |