Full text of MORNINGSTAR INVESTMENT SERVICES LLC's X-17A-5/A filed 2021-03-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### Morningstar Investment Services LLC Statement of Financial Condition December 31, 2020 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 # hours per response.. . . . . 12.00 ANNUAL AUDITED REPORT FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 53593<br>8- | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________ | 01/01/20 | | 12/31/20 | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------|---------------|-------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: | Morningstar Investment Services LLC | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | | ___________________________________________________________________________________________________________________ | 22 West Washington Street | | | | | | | | (No. and Street) | | | | | | | Chicago<br>___________________________________________________________________________________________ | IL | | 60602<br>__________________________ | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_<br>___________________________________________________________________________________________<br>Daniel Needham | | | _________________________<br>312-244-8290 | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | KPMG LLP<br>_____________________________________________________________________________________________________________________ | | | | | | | | | if individual, state last, first, middle name) | | | | | | | 200 East Randolph Street<br>_____________________________________________________________________________________________________________________ | Chicago | IL | 6060…Read the full text as markdown