Full text of Morningstar Investment Services LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **Morningstar Investment Services LLC** Statement of Financial Condition December 31 , 2022 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct 31, 2023<br>Estimated average burden<br>hours per response:<br>12 | | |---------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------|------------|-------------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-S | l; ' e!" , | | | | | PART Ill | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 u~der t~e''securitiifs Exchange Act of'1~34 | | | | | AND ENDING 12/31 /22<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /22 | | | | | | | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Morningstar Investment Services LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!J Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 22 W Washington Street | | | | | | | (No. and Street) | | | | | Chicago | IL | | 60602 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Angela Larson | 312-696-6311 | | | | | (Name) | (Area Code - Telephone Number) | | angela.larson@morningstar.com<br>(Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | KPMG LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 200 East Randolph Street | Chicago | IL | 60601 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 185 | | | | r<br>te of Raotsf ""°" with PCA08J{[f ,ppllcableJ | | | I PCAOBReJlfs~atloo Nombec, If appJlcableJ | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | CFR 240.17a-5(e)(l)(ii), if applicable…Read the full text as markdown