Full text of MORNINGSTAR INVESTMENT SERVICES LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **Morningstar Investment Services LLC** Statement of Financial Condition December 31 , 2018 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ #### UNITEDSTATES SECURITIESANOEXCHANGECOMMISSION Washington, O.C. 20549 | OMB APPROVAL | |-------------------------------| | 3235·0123 | | August 31, 2020 | | Estimated average burden | | hours oer resoonse<br>. 12.00 | | | # **ANNUAL AUDITED REPORT FORM X·17A·5 PART Ill** | | SEC FILE NUMBER | |----------|-----------------| | 8- 53593 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | | ____<br>o1_10_1_11_a | ___<br>AND ENDING | ___<br>1_2_13_11_1 a | ___<br>_ | |------------------------------------------------------------------------------------------------------------------------------------------------|--|----------------------------------------------------------|-------------------|-----------------------------------|--------------------| | | | MM/00/YY | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | Morningstar Investment Services LLC | | | 0 FFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | FIRM 1.0. NO. | | | | 22 West Washington Street | | | | | | | (No. and Street) | | | | | Chicago | | IL | | 60602 | | | (City) | | (St111c) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>0. Scott Schilling | | | | | (312) 696-6168 | | | | | | (Arco Codi: - Ti:ll:phonc Number) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | KPMG LLP | | | | | | | (Name - if md11•1dual. state last first. middle 11a111e) | | | | | 200 East Randolph Street | | Chicago | IL | | 60601 | | (Address) | | (City) | (State) | | (Zip Code:) | | CHECK ONE:<br>I/<br>!certified Public Accountant<br>B Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the req11ireme11t tha1 the annual report be* c.:011*ered by the opinion vf an independent public accountant must be supported by a statem1mt vf fac:ts and circumslllnces relied on us th…Read the full text as markdown