MORNINGSTAR INVESTMENT SERVICES LLC X-17A-5 (2018-03-01) — Broker-dealer annual report

Full text of MORNINGSTAR INVESTMENT SERVICES LLC's X-17A-5 filed 2018-03-01 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MORNINGSTAR INVESTMENT SERVICES LLC
• Form: X-17A-5
• Filed: 2018-03-01
• Period: 2017-12-31
• Accession: 0001146203-18-000001
• CIK: 1146203
• File #: 8-53593
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: Chicago, IL
• Contact: D. Scott Schilling
• Phone: 312-696-6168
• Signed by: Matthew Radgowski (Executive Vice President and Treasurer)

Document text (excerpt)

X-17A-5 0001146203 XXXXXXXX LIVE true false false 01-01-2017 12-31-2017 Broker-dealer N MORNINGSTAR INVESTMENT SERVICES LLC 22 W WASHINGTON ST 13TH FLOOR CHICAGO IL 60602-1605 D. Scott Schilling 312-696-6168 KPMG LLP 200 East Randolph Street Chicago IL 60601 Certified Public Accountant Matthew Radgowski MORNINGSTAR INVESTMENT SERVICES LLC 12-31-2017 Matthew Radgowski Executive Vice President and Treasurer Y

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• X-17A-5/A — 2021-03-23
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-01
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)