Full text of Morningstar Investment Services LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **Morningstar Investment Services LLC** Statement of Financial Condition December 31 , 2023 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 8-53593 AND ENDING **12/31 /23** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of <sup>1934</sup>** FILING FOR THE PERIOD BEGINNING **O 1/01 /23** MM/DD/VY MM/DD/VY 0 M B APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Morningstar Investment Services LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>0</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 22 W Washington Street | IL<br>(State)<br>TO THIS FILING<br>312-696-6311<br>(Area Code -Telephone Number)<br>8. ACCOUNTANT IDENTIFICATION<br>whose reports are contained in this | 60602<br>(Zip Code)<br>angela.larson@momingstar.com<br>(Email Address)<br>filing* | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------|--|--|--|--|--|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | KPMG<br>LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | | | | IL<br>60601 | | | | | | | | (City) | (State)<br>(Zip Code) | | | | | | | | | 185 | | | | | | | | | (PCAOB Reglstrntloa N,mbec, if applicable) I | | | | | | | | | | | | | | | | | | Chicago | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | Jonathan Linstra | | |…Read the full text as markdown