Full text of Morningstar Investment Services LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Morningstar Investment Services LLC** Statement of Financial Condition December 31 , 2024 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-53593 MM/DD/YY **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /24** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Morningstar Investment Services LLC lYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **12/31 /24** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 22 W Washington Street | | (No. and Street) | | | | |----------------------------------------------|-------------------------------------------------------------|--------------------------------------------|-------------------------------|--| | Chicago | IL | | 60602 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Angela Larson | 312-696-6311 | | angela.larson@morningstar.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | KPMG LLP | (Nc)me - if individual, state last, first, and middle name) | | | | | 200 East Randolph Street | Chicago | IL | 60601 | | | (Address) | (City) | (State) | (Zip Code) | | | l''<br>10/20/2003 | | 185 | | | | of Reg;m,uoa w;th PCAOB}Of ao,lkablel | | (PCAOB Reglsrrat;o, N,mbe<, ;f applicable) | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **O…Read the full text as markdown