Full text of Morningstar Investment Services LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **Morningstar Investment Services LLC** Statement of Financial Condition December 31 , 2021 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a•7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ____<br>0_l/_Ol_/Z_l | __<br>AND ENDING | __<br>____ 12<br>2<br>1<br>13_<br>11<br>_<br>_<br>_ | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------------------------------------|--|--| | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: __ M_o_rn_in.:g:st_a_r l_nv_e_st_m_e_n_t _se_rv_i_ce_s_L_Lc _________________ | | | _ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 22 W Washington Street | | | | | | | (No. and Street) | | | | | | Chicago | IL | | 60602 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Angela Larson | 312-696-6311 | | angela.larson@morningstar.com | | | | (Name) | (Area Code- Telephone Number) | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | | KPMG LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 200 East Randolph Street | Chicago | | 60601<br>IL | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | 10/20/2003 | | | 185 | | | | r·<br>of Reg;,,rat[oo wi<h PCAOB)Uf applloble) FOR OFFICIAL USE ONLY | | | I<br>IPOIOB R,g;s<,atioa N,mbe,, ;f apenobl•J | | | | | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be cov…Read the full text as markdown