FORUM CAPITAL SECURITIES LLC X-17A-5 (2016-02-24) — Broker-dealer annual report

Full text of FORUM CAPITAL SECURITIES LLC's X-17A-5 filed 2016-02-24 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: FORUM CAPITAL SECURITIES LLC
• Form: X-17A-5
• Filed: 2016-02-24
• Period: 2015-12-31
• Accession: 0001143263-16-000002
• CIK: 1143263
• File #: 8-53364
• Material weakness: No
• Auditor: EisnerAmper LLP
• Auditor location: New York, NY
• Contact: Edward Cohen
• Phone: (203) 557-6070
• Signed by: Jeffrey M. Stern (Managing Partner)

Document text (excerpt)

X-17A-5 0001143263 XXXXXXXX 008-53364 LIVE true true false 01-01-2015 12-31-2015 Broker-dealer N FORUM CAPITAL SECURITIES LLC 140 EAST 45TH STREET 40TH FLOOR NEW YORK NY 10017 Edward Cohen (203) 557-6070 EisnerAmper LLP 750 3rd Avenue 16th Floor New York NY 10017 Certified Public Accountant Jeffrey M. Stern FORUM CAPITAL SECURITIES LLC 12-31-2015 Jeffrey M. Stern Managing Partner Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2026-03-02
• X-17A-5 — 2025-02-28
• X-17A-5 — 2024-02-29
• X-17A-5 — 2023-03-01
• X-17A-5 — 2022-02-04
• X-17A-5 — 2021-02-25
• X-17A-5 — 2020-02-27
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-02-27
• X-17A-5 — 2017-02-24
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-02-28

Original filing on SEC EDGAR (source of record)