Full text of FORUM CAPITAL SECURITIES LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A wholly - owned subsidiary of FCP Holdings LLC) STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2023 {1}------------------------------------------------ #### **UNITED STATES SECURITIESAND EXCHANGECOMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the SecuritiesExchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2023 ANDEND|NG12/31/2023 | MM/DD/YY | MM/DD/YY | |----------|----------| **\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ A. REGISTRANT IDENTIFICATION \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_** ## NAME OF FIRM: Forum Capital Securities LLC TYPEOF REGISTRANT(check all applicable boxes): E Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTCderivatives dealer ADDRESSOF PRINCIPAL PLACEOF BUSINESS:(Do not use a P.O. box no.) # 477 Madison Avenue, 6th Floor, PMB #6819 | NY<br>New York<br>(State)<br>(City)<br>PERSONTO CONTACT WITH REGARDTO THIS FILING<br>Deborah O'Dea<br>(212) 290-1787<br>(Area Code<br>- Telephone Number)<br>(Name)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC<br>ACCOUNTANT whose reports are contained in this filing*<br>Berkower, LLC<br>(Name - if individual, state last, first, and middle name)<br>NJ<br>517 Route 1, Suite 4103 Iselin<br>(Address)<br>(State)<br>(City)<br>217<br>09/18/2003 | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------|-------|--| | | | 10022 | | | | (Zip Code) | | | | | | | | | | dodea@forumcp.com | | | | | (Email Address) | | | | | | | | | | | | | | | | 08830 | | | | (Zip Code) | | | | | | | | | (Date of Registration with PCAOB)(if<br>(PCAOBRegistration Number, if applicable)<br>applicable) | | | | | FOR OFFICIAL USE<br>ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public acc…Read the full text as markdown