Full text of FORUM CAPITAL SECURITIES LLC's X-17A-5 filed 2022-02-04 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A wholly — owned subsidiary of FOP Holdings LLC) (A wholly — owned subsidiary of FCP Holdings LLC) #### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2021 DECEMBER 31, 2021 {1}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING\_01/01/2021 AND ENDING\_12/31/2021 MM/DD/YY MM/DD/YY ## A. REGISTRANT IDENTIFICATION NAME OFFIRM: Forum Capital Securities LLC TYPE OF REGISTRANT (check all applicable boxes): മ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ## ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 477 Madison Avenue, 6th Floor, PMB #6819 | | | | | | | | |------------------------------------------|--|--|--|--|--|--|--| |------------------------------------------|--|--|--|--|--|--|--| | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------|------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | New York | | NY | | 10022 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Deborah O'Dea | (212) 290-1787 | | | dodea@forumcp.com | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Eisner Amper LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 750 3rd Avenue, 16th Floor New York | | | NY | 10017 | | (Address) | (City) | | (State) | (Zip Code) | | | | | 274 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis…Read the full text as markdown