Full text of FORUM CAPITAL SECURITIES LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A wholly — owned subsidiary of FOP Holdings LLC) (A wholly — owned subsidiary of FCP Holdings LLC) # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2020 DECEMBER 31, 2020 {1}------------------------------------------------ UNITED STATES OMB APPROVAL SECURITIESANDEXCHANGE COMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: August 31, 2020 UNITED STATES OMB APPROVAL SECURITIESANDEXCHANGE COMIVIISSION OMB Number: 3235-0123 Washington, D.C. <sup>20549</sup> Expires: August 31, <sup>2020</sup> Estimated average burden Estimated average burden # ANNUAL AUDITED REPORT hours perresponse...... 12.00 F0:XR)'(I:1I I7IA-5 SEC FILE NUMBER ANNUAL AUDITED REPORT hours perresponse...... 12.00 Foil-(IR): 1II7IA-5 SEC FILE NUMBER | 53364<br>8-<br>53364<br>8- | |----------------------------| FACING PAGE FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 0f the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | FOR<br>PERIOD<br>BEGINNING<br>REPORT<br>THE<br>BEGINNING<br>REPORT<br>FOR<br>THE<br>PERIOD | l01/2020<br>01<br>O1<br>/O1<br>IZOZO | ENDING<br>AND<br>1<br>AND<br>ENDING | 2/31<br>IZOZO<br>l2020<br>1<br>2/31 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|------------------------------------------------------------------------|--| | | MM/DD/YY<br>MM/DD/YY | | MM/DD/YY<br>MM/DD/YY | | | A.<br>A. | IDENTIFICATION<br>IDENTIFICATION<br>REGISTRANT<br>REGISTRANT | | | | | Forum<br>Forum<br>NAME<br>NAME<br>BROKER-DEALER:<br>BROKER-DEALER:<br>OF<br>OF | Capital<br>Securities<br>Securities<br>Capital | LLC<br>LLC | OFFICIAL<br>OFFICIAL<br>ONLY<br>ONLY<br>USE<br>USE | | | PRINCIPAL<br>PO.<br>ADDRESS<br>PRINCIPAL<br>PLACE<br>PLACE<br>BUSINESS:<br>(Do<br>not use<br>Box<br>Box<br>No.)<br>No.)<br>ADDRESS<br>OF<br>OF<br>BUSINESS:<br>(Do<br>not<br>OF<br>OF<br>P.O.<br>use | | | ID…Read the full text as markdown