FORUM CAPITAL SECURITIES LLC X-17A-5 (2020-02-27) — Broker-dealer annual report

Full text of FORUM CAPITAL SECURITIES LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: FORUM CAPITAL SECURITIES LLC
• Form: X-17A-5
• Filed: 2020-02-27
• Period: 2019-12-31
• Accession: 0001143263-20-000002
• CIK: 1143263
• File #: 8-53364
• Material weakness: No
• Auditor: Eisner Amper
• Auditor location: New York, NY
• Contact: Edward Cohen
• Phone: 2035576070
• Signed by: Jeffrey M. Stern (Managing Member)

Document text (excerpt)

X-17A-5 0001143263 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N FORUM CAPITAL SECURITIES LLC 140 EAST 45TH STREET 40TH FLOOR NEW YORK NY 10017 Edward Cohen 2035576070 Eisner Amper 750 Third Avenue New York NY 10017 Certified Public Accountant Jeffrey M. Stern FORUM CAPITAL SECURITIES LLC 12-31-2019 Jeffrey M. Stern Managing Member Y

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Original filing on SEC EDGAR (source of record)