Full text of FORUM CAPITAL SECURITIES LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A wholly — owned subsidiary of FOP Holdings LLC) (A wholly — owned subsidiary of FCP Holdings LLC) STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM > DECEMBER 31, 2022 DECEMBER 31, 2022 {1}------------------------------------------------ UN'TED STATES omsmfmflifiiié'fiég SECURITIES AND EXCHANGE COMMISSION Expm 0,, 3'1, 20,3 Washington, D.C. 20549 Estimated average burden "N'TEDSWES 01431153223233; SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 3.1, 202.3 Washington, D.C. 20549 Estimated average burden ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 PART III ANNUAL REPORTS SEC m: NUMBER FORM X-17A-5 PART III hours per response: 12 hours per response: 12 | Information<br>Information<br>Required<br>Required<br>Pursuant<br>Pursuant | FACING<br>FACING<br>PAGE<br>PAGE<br>to<br>to<br>under<br>under<br>and<br>and<br>Rules<br>Rules<br>17a-5,<br>17a-5,<br>17a-12,<br>173-12,<br>18a-7<br>18a-7 | the<br>the<br>Securities<br>Securities | Act<br>Act<br>of<br>of1934<br>Exchange<br>Exchange<br>1934 | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------| | BEGINNING<br>FILING<br>FOR<br>THE<br>PERIOD | 01/01/2022<br>AND | ENDING | 12/31/2022 | | FILING<br>FOR<br>THE<br>PERIOD<br>BEGINNING | 01/01/2022<br>AND<br>MM/DD/YY<br>MM/DD/YY | ENDING | 12/31/2022<br>MM/DD/YY<br>MM/DD/YY | | | A.<br>A.<br>IDENTIFICATION<br>IDENTIFICATION<br>REGISTRANT<br>REGISTRANT | | | | NAMEOFFW<br>NAMEOFFW<br>Forum<br>Forum<br>,<br>, | Securities<br>Securities<br>Capital<br>Capital | LLC<br>LLC | | | all<br>OF<br>REGISTRANT<br>(check<br>(check<br>TYPE<br>OF<br>REGISTRANT<br>TYPE<br>E<br>E<br>Broker-dealer<br>Broker-dealer<br>E]<br>Cl<br>ifrespondent<br>El Che…Read the full text as markdown