Full text of FORUM CAPITAL SECURITIES LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A wholly — owned subsidiary of FOP Holdings LLC) (A wholly — owned subsidiary of FOP Holdings LLC) ### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2018 DECEMBER 31, 2018 {1}------------------------------------------------ UNITED STATES OMB APPROVAL SECURITIESAND EXCHANGE COMMISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: August 31, 2020 UNITEDSTATES OMB APPROVAL SECURITIESAND EXCHANGECOMMISSION OMB Number: 3235-0123 Washington, D.C. <sup>20549</sup> Expires: August 31, <sup>2020</sup> ## ANNUAL AUDITED REPORT hoursperresponse...... 12.00 F0:XR): 1| TIA-5 SEC FILE NUMBER ANNUAL AUDITED REPORT hoursperresponse...... 12.00 F02XR¢1IIIIA6 sec FILE NUMBER Estimated average burden Estimated average burden | 53364<br>\$53364<br>8- | | |------------------------|--| FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of1934 and Rule l7a-5 Thereunder | REPORT<br>FOR<br>THE<br>PERIOD<br>BEGINNING<br>THE<br>BEGINNING<br>REPORT<br>FOR<br>PERIOD | January<br>2018<br>January<br>1<br>2018<br>AND<br>a<br>AND<br>1<br>u<br>MM/DD/YY<br>MMXDD/YY | December<br>ENDING<br>December<br>ENDING | 2018<br>31<br>31:<br>2018<br>v<br>MM/DD/YY<br>MM/DD/YY | | | |--------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------|-------------------------------------------------------------------------|--|--| | IDENTIFICATION<br>REGISTRANT<br>A.<br>A.<br>REGISTRANT<br>IDENTIFICATION | | | | | | | NAME<br>OF<br>BROKER-DEALER:<br>Forum<br>Forum<br>or<br>NAME<br>BROKER-DEALER: | Capital<br>Securities<br>Capital<br>LLC<br>Securities | LLC | OFFICIAL<br>USE<br>ONLY<br>OFFICIAL<br>USE<br>ONLY | | | | ADDRESS<br>OF<br>PRINCIPAL<br>PRINCIPAL<br>PLACE<br>PLACE<br>OF<br>ADDRESS<br>OF<br>OF | PO.<br>BUSINESS:<br>(Do<br>No.)<br>BUSINESS:<br>(Do<br>not<br>Box<br>use<br>PO. Box<br>not use | No.) | ID. NO.<br>FIRM<br>FIRM<br>ID.<br>NO. | | | | 1…Read the full text as markdown