MERCANTIL INVESTMENT SERVICES X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of MERCANTIL INVESTMENT SERVICES's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MERCANTIL INVESTMENT SERVICES
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001146222-17-000002
• CIK: 1146222
• File #: 8-53612
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Miami, FL
• Contact: SERGIO GUERRERO
• Phone: 305-629-5881
• Signed by: SERGIO GUERRERO (FINANCIAL & OPERATIONS PRINCIPAL)

Document text (excerpt)

X-17A-5 0001146222 XXXXXXXX 008-53612 LIVE true true false 01-01-2016 12-31-2016 Broker-dealer N MERCANTIL INVESTMENT SERVICES 220 ALHAMBRA CIRCLE PH FLOOR CORAL GABLES FL 33134 SERGIO GUERRERO 305-629-5881 PricewaterhouseCoopers LLP 333 SE 2nd Avenue, Suite 3000 Miami FL 33131 Certified Public Accountant SERGIO GUERRERO MERCANTIL INVESTMENT SERVICES 12-31-2016 SERGIO GUERRERO FINANCIAL & OPERATIONS PRINCIPAL Y

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• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-03-31
• X-17A-5/A — 2020-03-02
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-03-01
• X-17A-5/A — 2017-03-01
• X-17A-5 — 2016-02-29

Original filing on SEC EDGAR (source of record)