AMERANT INVESTMENTS, INC. X-17A-5/A (2020-03-02) — Broker-dealer annual report

Full text of AMERANT INVESTMENTS, INC.'s X-17A-5/A filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: AMERANT INVESTMENTS, INC.
• Form: X-17A-5/A
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0001146222-20-000002
• CIK: 1146222
• File #: 8-53612
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Fort Lauderdale, FL
• Contact: Sergio Guerrero
• Phone: 3056295881
• Signed by: Raphael Vina (Chief Compliance Officer)

Document text (excerpt)

X-17A-5/A 0001146222 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N AMERANT INVESTMENTS, INC. 220 ALHAMBRA CIRCLE 2ND FLOOR CORAL GABLES FL 33134 Sergio Guerrero 3056295881 PricewaterhouseCoopers LLP 401 East Las Olas blvd Suite 1800 Fort Lauderdale FL 33301 Certified Public Accountant Raphael Vina AMERANT INVESTMENTS, INC. 12-31-2019 Raphael Vina Chief Compliance Officer Y

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• X-17A-5 — 2024-02-20
• X-17A-5 — 2023-02-21
• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-03-31
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-03-01
• X-17A-5/A — 2017-03-01
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-29

Original filing on SEC EDGAR (source of record)