MERCANTIL INVESTMENT SERVICES X-17A-5/A (2017-03-01) — Broker-dealer annual report

Full text of MERCANTIL INVESTMENT SERVICES's X-17A-5/A filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MERCANTIL INVESTMENT SERVICES
• Form: X-17A-5/A
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001146222-17-000004
• CIK: 1146222
• File #: 8-53612
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Miami, FL
• Contact: RAPHAEL VINA
• Phone: 3054604030
• Signed by: RAPHAEL VINA (CHIEF COMPLIANCE OFFICER)

Document text (excerpt)

X-17A-5/A 0001146222 XXXXXXXX 008-53612 LIVE true true false 01-01-2016 12-31-2016 Broker-dealer N MERCANTIL INVESTMENT SERVICES 220 ALHAMBRA CIRCLE PH FLOOR CORAL GABLES FL 33134 RAPHAEL VINA 3054604030 PricewaterhouseCoopers LLP 333 SE 2nd Avenue, Suite 3000 Miami FL 33131 Certified Public Accountant RAPHAEL VINA MERCANTIL INVESTMENT SERVICES 12-31-2016 RAPHAEL VINA CHIEF COMPLIANCE OFFICER Y

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• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-29

Original filing on SEC EDGAR (source of record)