Full text of AMERANT INVESTMENTS, INC.'s X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Amerant Investments, Inc. (A wholly owned subsidiary of Amerant Bank, N.A.) Financial Statements and Supplementary Information December 31, 2020 {1}------------------------------------------------ #### UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden | ANNUAL AUDITED REPORT | hours per response 12.00 | |-----------------------|--------------------------| | | | | FORM X-17A-5 | SEC FILE NUMBER | | PART III | | | SEC FILE NUMBER | |-----------------| | 8-<br>53612 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________ | 01/01/2020 | | 12/31/2020 | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------------|-------------------------------------| | A. | MM/DD/YY<br>REGISTRANT IDENTIFICATION | | MM/DD/YY | | NAME OF BROKER-DEALER: | Amerant Investments, Inc. | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | 220 Alhambra Circle<br>___________________________________________________________________________________________________________________ | | | | | | (No. and Street) | | | | Coral Gables<br>___________________________________________________________________________________________ | Florida | | 33134<br>__________________________ | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Sergio Guerrero (305) 629-5881<br>_____________________________________________________________________________________________________________________ | | | | | | | | (Area Code – Telephone Number) | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | RSM US LLP | | | | | _____________________________________________________________________________________________________________________ | (Name – if individual, state last, first, middle name) | | | | 216 Summit Blvd #300<br>_______…Read the full text as markdown