Full text of AMERANT INVESTMENTS, INC.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Amerant Investments, Inc.** **(A wholly owned subsidiary of Amerant Bank, N.A.) Financial Statements and Supplementary Information December 31, 2019** {1}------------------------------------------------ | | Page(s) | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------| | Report of Independent Registered Public Accounting Firm | 1–2 | | Financial Statements | | | Statement of Financial Condition | 3 | | Statement of Operations | 4 | | Statement of Changes in Stockholder's Equity | 5 | | Statement of Cash Flow | 6 | | Notes to Financial Statements | 7–13 | | Supplementary Information | | | Schedule I - Computation of Net Capital Under SEC Rule 15c3-1 | 15 | | Schedule II - Computation for Determination of Reserve Requirements and Information Relating to<br>Possession or Control Requirements for Broker Dealers Under SEC Rule 15c3-3 | 16 | | Other Information | | | Management's Exemption Report As described in Rule 17a-5 of the Securities and<br>Exchange Commission | | | Report of Independent Registered Public Accounting Firm on Management's | | **\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_** Exemption Report as described in Rule 17a-5 of the Securities and Exchange Commission Report of Independent Registered Public Accounting Firm on the General Assessment Reconciliation (Form SIPC-7T) Required by Rule 17a-5(e)(4) of the Securities and Exchange Commission {2}------------------------------------------------  ### **Report of Independent Registered Public Accounting Firm** To the Board of Directors and Stockholder of Amerant Investments, Inc. ### *Opinion on the Financial Statements* We have audited the accompanying statement of financial condition of Amerant Investments, Inc. (the "Company") as of December 31, 2019, and the related statements of operations, of changes in stockholder's equity and of cash flow for the year then ended, including the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2019, and the results of its operations and its cash flows for the year then ended in conformity w…Read the full text as markdown