MERCANTIL INVESTMENT SERVICES, INC. X-17A-5 (2018-03-01) — Broker-dealer annual report

Full text of MERCANTIL INVESTMENT SERVICES, INC.'s X-17A-5 filed 2018-03-01 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MERCANTIL INVESTMENT SERVICES, INC.
• Form: X-17A-5
• Filed: 2018-03-01
• Period: 2017-12-31
• Accession: 0001146222-18-000002
• CIK: 1146222
• File #: 8-53612
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Miami, FL
• Contact: Sergio Guerrero
• Phone: 305-629-5881
• Signed by: Raphael Vina (Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001146222 XXXXXXXX 008-53612 LIVE true true false 01-01-2017 12-31-2017 Broker-dealer N MERCANTIL INVESTMENT SERVICES, INC. 220 ALHAMBRA CIRCLE PH FLOOR CORAL GABLES FL 33134 Sergio Guerrero 305-629-5881 PricewaterhouseCoopers LLP 333 S.E. 2nd Avenue Suite 3000 Miami FL 33131 Certified Public Accountant Raphael Vina MERCANTIL INVESTMENT SERVICES, INC. 12-31-2017 RAPHAEL VINA Chief Compliance Officer Y

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• X-17A-5 — 2021-03-31
• X-17A-5/A — 2020-03-02
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-02-28
• X-17A-5/A — 2017-03-01
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-29

Original filing on SEC EDGAR (source of record)