Full text of AMERANT INVESTMENTS, INC.'s X-17A-5 filed 2026-02-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Amerant Investments, Inc.** (A wholly owned subsidiary of Amerant Bank, **N.A.) Financial Statements and Supplementary Information December 31, 2025** This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as a PUBLIC document. {1}------------------------------------------------ | | SECURITIES AND EXCHANGE COMMISSION | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated aveiage burden<br>hours per response: 12 | | | | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------|-----------------------------------------------------------------------------------------------------------------------|---------------------------------------------|--|--| | | | | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER<br>8-53612 | | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING Q 1 /01 /25 | MM/DD/YY | | AND ENDING 12131 /25 | | | | | | | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Amerant Investments, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check· here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 220 Alhambra Circle | | | | | | | | | ( No. and Street) | | | 33134 | | | | Coral Gables | FL | | | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Sergio Guerrero | (305) 629-5881 | | | sguerrero@amerantinvestments.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | RSM US LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | (Name - if individual, state last, first, ilnd middle name) | | | | | | | 30 South Wacker Drive, Sui…Read the full text as markdown