GUGGENHEIM INVESTMENT ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 108263). Regulatory assets under management: $840.9M.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Dina Marie Dilorenzo | HEAD | — |
| Christopher Martini | CHIEF COMPLIANCE OFFICER | — |
| MUETH DONALD JOHN | CHIEF FINANCIAL OFFICER | — |
| CHRIST MICHAEL JAMES | SENIOR EXECUTIVE | — |
| NICK KENNETH ADAM | CHIEF COMPLIANCE OFFICER | — |
| STALMAN PABLO GABRIEL | CHAIRMAN - INTERNATIONAL; CO-CHAIRMAN - INTERNATIONAL; MANAGING PARTNER (+1 more) | — |
| BALL JUAN | CO-CHAIRMAN - INTERNATIONAL; MANAGING PARTNER; PRESIDENT | — |
| SINGH SHAWN RAJU | CHIEF COMPLIANCE OFFICER | — |
| SODERBERG LEIF GALLUP | CHIEF OPERATING OFFICER | — |
| ROSENFIELD ANDREW | CHAIRMAN | — |
| MORIARTY PHILIP EDWARD | SENIOR MANAGING DIRECTOR OF INVESTMENT ADVISORY INTERMEDIARIES | — |
| REZAK ADAM MARC | CHIEF COMPLIANCE OFFICER | — |
| FACTOR JILL SUGAR | GENERAL COUNSEL; GENERAL COUNSEL/CHIEF LEGAL OFFICER | — |
| FRIZE BERNARD | CHIEF COMPLIANCE OFFICER | — |
| METZGER DENNIS RYAN | CHIEF COMPLIANCE OFFICER | — |
| DILORENZO DINA MARIE | CHIEF OPERATING OFFICER; HEAD; HEAD AND CHIEF OPERATING OFFICER | — |
| KING ERIN ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| MILLMAN TODD MICHAEL | HEAD OF SALES | — |
| STUCKE CHARLES MURRAY | CHIEF INVESTMENT OFFICER | — |
| CAIN KERRI E | CHIEF COMPLIANCE OFFICER | — |
| COCHRANE GEORGIA C | CHIEF COMPLIANCE OFFICER | — |
| MCFARLAND GEORGIA CAROLINE | CHIEF COMPLIANCE OFFICER | — |
| NASATIR JUSTIN FREDERICK | CHIEF COMPLIANCE OFFICER | — |
| Martini Christopher | CHIEF COMPLIANCE OFFICER | — |
| Lisa Buley Kost | CHIEF COMPLIANCE OFFICER | — |