FIRST ALLIED ASSET MANAGEMENT of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 140292). Regulatory assets under management: $9.0M.
| Name | Role | Location |
|---|---|---|
| MOSES ROBERT JAY | GENERAL COUNSEL | — |
| GLASER GREGG STEVEN | FINOP | — |
| BADGER DWIGHT OLIVER | SHAREHOLDER | — |
| DAUBENSPECK KEITH GREGORY | SHAREHOLDER | — |
| HARRINGTON SILAS ISADORE | GENERAL COUNSEL | — |
| COLUMBUS CRAIG EDWARD | PRESIDENT | — |
| MINDLIN JEFFREY JOEL | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR AND CHIEF OPERATING OFFICER (+1 more) | — |
| HOLCOMB ROBERT STEVEN | PRESIDENT | — |
| BOROWSKI LUANNE MARIE | CHIEF COMPLIANCE OFFICER | — |
| CAMPANALE FRANK LOUIS | CHAIRMAN & CEO/ADVANCED EQUITIES WEALTH MANAGEMENT; CHAIRMAN & CEO/FIRST ALLIED WEALTH MANAGEMENT | — |
| DOZA JANICE M | CFO; CHIEF FINANCIAL OFFICER | — |
| MILBURN ROBERT MAURICE | CFO | — |
| SCHORSCH NICHOLAS SLOAN | MEMBER AND MANAGER | — |
| GERBER LON | CHIEF OPERATING OFFICER | — |